<?xml version="1.0" encoding="UTF-8"?>
<!DOCTYPE article PUBLIC "-//NLM//DTD Journal Publishing with OASIS Tables v3.0 20080202//EN" "journalpub-oasis3.dtd">
<article xmlns:xlink="http://www.w3.org/1999/xlink" xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:oasis="http://docs.oasis-open.org/ns/oasis-exchange/table" xml:lang="en" dtd-version="3.0"><?xmltex \bartext{Innovative water resources management -- understanding and balancing interactions between humankind and nature}?>
  <front>
    <journal-meta><journal-id journal-id-type="publisher">PIAHS</journal-id><journal-title-group>
    <journal-title>Proceedings of the International Association of Hydrological Sciences</journal-title>
    <abbrev-journal-title abbrev-type="publisher">PIAHS</abbrev-journal-title><abbrev-journal-title abbrev-type="nlm-ta">Proc. IAHS</abbrev-journal-title>
  </journal-title-group><issn pub-type="epub">2199-899X</issn><publisher>
    <publisher-name>Copernicus Publications</publisher-name>
    <publisher-loc>Göttingen, Germany</publisher-loc>
  </publisher></journal-meta>
    <article-meta>
      <article-id pub-id-type="doi">10.5194/piahs-379-211-2018</article-id><title-group><article-title>Impacts of the thawing-freezing process on runoff generation in the Sources Area of the Yellow River on the northeastern Qinghai-Tibet Plateau</article-title><alt-title>Impacts of the thawing-freezing process on runoff generation in the Sources Area of the Yellow River</alt-title>
      </title-group><?xmltex \runningtitle{Impacts of the thawing-freezing process on runoff generation in the Sources Area of the Yellow River}?><?xmltex \runningauthor{X.~Wu et al.}?>
      <contrib-group>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Wu</surname><given-names>Xiaoling</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="yes" rid="aff1">
          <name><surname>Xiang</surname><given-names>Xiaohua</given-names></name>
          <email>freebir7237@hhu.edu.cn</email>
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff2">
          <name><surname>Qiu</surname><given-names>Chao</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff3">
          <name><surname>Li</surname><given-names>Li</given-names></name>
          
        </contrib>
        <aff id="aff1"><label>1</label><institution>College of Hydrology and Water Resource, Hohai University, Nanjing
210098, China</institution>
        </aff>
        <aff id="aff2"><label>2</label><institution>Zhejiang Provincial Hydrology Burean, Hangzhou 310009, China</institution>
        </aff>
        <aff id="aff3"><label>3</label><institution>Jiangsu Province Water Engineering Sci-tech Consulting. Corp.Ltd,
Nanjing 210009, China</institution>
        </aff>
      </contrib-group>
      <author-notes><corresp id="corr1">Xiaohua Xiang (freebir7237@hhu.edu.cn)</corresp></author-notes><pub-date><day>5</day><month>June</month><year>2018</year></pub-date>
      
      <volume>379</volume>
      <fpage>211</fpage><lpage>215</lpage>
      <history>
        <date date-type="received"><day>31</day><month>December</month><year>2017</year></date>
           <date date-type="rev-recd"><day>9</day><month>April</month><year>2018</year></date>
           <date date-type="accepted"><day>14</day><month>April</month><year>2018</year></date>
      </history>
      <permissions>
        
        
      <license license-type="open-access"><license-p>This work is licensed under the Creative Commons Attribution 4.0 International License. To view a copy of this licence, visit <ext-link ext-link-type="uri" xlink:href="https://creativecommons.org/licenses/by/4.0/">https://creativecommons.org/licenses/by/4.0/</ext-link></license-p></license></permissions><self-uri xlink:href="https://piahs.copernicus.org/articles/379/211/2018/piahs-379-211-2018.html">This article is available from https://piahs.copernicus.org/articles/379/211/2018/piahs-379-211-2018.html</self-uri><self-uri xlink:href="https://piahs.copernicus.org/articles/379/211/2018/piahs-379-211-2018.pdf">The full text article is available as a PDF file from https://piahs.copernicus.org/articles/379/211/2018/piahs-379-211-2018.pdf</self-uri>
      <abstract>
    <p id="d1e117">In cold regions, precipitation, air temperature and snow cover significantly
influence soil water, heat transfer, the freezing-thawing processes of the
active soil layer, and runoff generation. Hydrological regimes of the world's
major rivers in cold regions have changed remarkably since the 1960s, but the
mechanisms underlying the changes have not yet been fully understood. Using
the basic physical processes for water and heat balances and transfers in
snow covered soil, a water-heat coupling model for snow cover and its
underlying soil layers was established. We found that freezing-thawing
processes can affect the thickness of the active layer, storage capacity for
liquid water, and subsequent surface runoffs. Based on calculations of
thawing-freezing processes, we investigated hydrological processes at
Qumalai. The results show that the water-heat coupling model can be used in
this region to provide an understanding of the local movement of hydrological
regimes.</p>
  </abstract>
    </article-meta>
  </front>
<body>
      

<sec id="Ch1.S1" sec-type="intro">
  <title>Introduction</title>
      <p id="d1e127">Recently, the earth system has been influenced by permafrost and glacier
evolvement. The area of China's seasonally frozen soil region is
5.137 <inline-formula><mml:math id="M1" display="inline"><mml:mo>×</mml:mo></mml:math></inline-formula> 10<inline-formula><mml:math id="M2" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">6</mml:mn></mml:msup></mml:math></inline-formula> km<inline-formula><mml:math id="M3" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula>, with an additional 2.068 <inline-formula><mml:math id="M4" display="inline"><mml:mo>×</mml:mo></mml:math></inline-formula> 10<inline-formula><mml:math id="M5" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">6</mml:mn></mml:msup></mml:math></inline-formula> km<inline-formula><mml:math id="M6" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula> as
permafrost. This accounts for 75 % of China's total
land area (Xu and Deng, 1991). Investigation of permafrost hydrology is
important for local ecosystem security and human life. The extensive
collection of field measurement data during the last decades has increased
considerably, including the available information on hydro-meteorological
processes in cold regions, but most of these data are too fragmentary.</p>
      <p id="d1e181">Frozen soil plays an important role in the hydrology of cold regions (Harris
et al., 2009). Many studies on frozen soil have been conducted. The SHAW
model incorporates land surface processes to describe the snow-melting
effect and the freezing-thawing process in a one-dimensional study
(Flerchinger and Saxton, 1989). The most important part of this kind of
model is the connection between coupled mechanisms. Snow cover greatly
affects the heat and water transfer to the underlying soil. Thus, soil
water-heat movements and snow cover conditions have important theoretical
value (Jorgenson et al., 2001; Harris et al., 2001; Heginbottom, 2002;
Romanovsky and Osterkamp, 2001).</p>
      <p id="d1e184">The coupled, dynamic model developed in this paper, using snow cover and
frozen soil together, sets the connection between snow cover and soil and
demonstrates an association between snow cover and soil.</p>
</sec>
<sec id="Ch1.S2">
  <title>Methods</title>
      <p id="d1e193">The snow-soil coupled model established in this paper comprises a snow
cover: water and heat movement model and a frozen soil: water-heat coupled
movement model.</p>
<sec id="Ch1.S2.SS1">
  <title>Snow cover model</title>
      <?pagebreak page212?><p id="d1e201">On the basis of conservation of energy (Xu and Li, 2003), the net heat flux
of snow cover is equal to the intersystem heat increase over the same
interval. The snow exchanges energy with the atmosphere above and ground
below. The net energy flux of the snowpack can be expressed as
            <disp-formula id="Ch1.E1" content-type="numbered"><mml:math id="M7" display="block"><mml:mrow><mml:msub><mml:mi>Q</mml:mi><mml:mi mathvariant="normal">net</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi>Q</mml:mi><mml:mi mathvariant="normal">r</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:msub><mml:mi>Q</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:msub><mml:mi>Q</mml:mi><mml:mi mathvariant="normal">l</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:msub><mml:mi>Q</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:msub><mml:mi>Q</mml:mi><mml:mi mathvariant="normal">g</mml:mi></mml:msub></mml:mrow></mml:math></disp-formula>
          where <inline-formula><mml:math id="M8" display="inline"><mml:mrow><mml:msub><mml:mi>Q</mml:mi><mml:mi mathvariant="normal">net</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is net input energy for snowpack (J m<inline-formula><mml:math id="M9" display="inline"><mml:mrow><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>; <inline-formula><mml:math id="M10" display="inline"><mml:mrow><mml:msub><mml:mi>Q</mml:mi><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is the
net radiation flux (W m<inline-formula><mml:math id="M11" display="inline"><mml:mrow><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>; <inline-formula><mml:math id="M12" display="inline"><mml:mrow><mml:msub><mml:mi>Q</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is flux of sensible heat (W m<inline-formula><mml:math id="M13" display="inline"><mml:mrow><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>;
<inline-formula><mml:math id="M14" display="inline"><mml:mrow><mml:msub><mml:mi>Q</mml:mi><mml:mi mathvariant="normal">l</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is flux of latent heat (W m<inline-formula><mml:math id="M15" display="inline"><mml:mrow><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>; <inline-formula><mml:math id="M16" display="inline"><mml:mrow><mml:msub><mml:mi>Q</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is heat flux supplied by
precipitation (W m<inline-formula><mml:math id="M17" display="inline"><mml:mrow><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>; <inline-formula><mml:math id="M18" display="inline"><mml:mrow><mml:msub><mml:mi>Q</mml:mi><mml:mi mathvariant="normal">g</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is ground heat flux (W m<inline-formula><mml:math id="M19" display="inline"><mml:mrow><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> always
being neglected.</p>
      <p id="d1e408">Based on the water balance, daily snow melt was estimated using the net
energy of the snow cover.</p>
      <p id="d1e411">The snow melt can be divided into three phases: warming, ripening and output
(Dingman, 1994).

                <disp-formula specific-use="align" content-type="numbered"><mml:math id="M20" display="block"><mml:mtable displaystyle="true"><mml:mlabeledtr id="Ch1.E2"><mml:mtd/><mml:mtd><mml:mstyle displaystyle="true" class="stylechange"/></mml:mtd><mml:mtd><mml:mrow><mml:mstyle displaystyle="true" class="stylechange"/><mml:msub><mml:mi>W</mml:mi><mml:mi mathvariant="normal">liq</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi>W</mml:mi><mml:mi mathvariant="normal">liq</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:mo>(</mml:mo><mml:msub><mml:mi>P</mml:mi><mml:mi mathvariant="normal">r</mml:mi></mml:msub><mml:mi>E</mml:mi><mml:mo>+</mml:mo><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>W</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mlabeledtr id="Ch1.E3"><mml:mtd/><mml:mtd><mml:mstyle class="stylechange" displaystyle="true"/></mml:mtd><mml:mtd><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:msub><mml:mi>W</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi>W</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:mo>(</mml:mo><mml:msub><mml:mi>P</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mi>S</mml:mi><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>W</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr></mml:mtable></mml:math></disp-formula>

            where <inline-formula><mml:math id="M21" display="inline"><mml:mrow><mml:msub><mml:mi>W</mml:mi><mml:mi mathvariant="normal">liq</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is liquid water content (m); <inline-formula><mml:math id="M22" display="inline"><mml:mrow><mml:msub><mml:mi>W</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is snow water equivalent
(m); <inline-formula><mml:math id="M23" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>W</mml:mi></mml:mrow></mml:math></inline-formula> is the energy for water transfer; <inline-formula><mml:math id="M24" display="inline"><mml:mrow><mml:msub><mml:mi>P</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is snowfall (m); <inline-formula><mml:math id="M25" display="inline"><mml:mi>S</mml:mi></mml:math></inline-formula> is
sublimation (m); <inline-formula><mml:math id="M26" display="inline"><mml:mi>E</mml:mi></mml:math></inline-formula> is evaporation (m); <inline-formula><mml:math id="M27" display="inline"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is heat capacity of snow
(J kg<inline-formula><mml:math id="M28" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> <inline-formula><mml:math id="M29" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula><inline-formula><mml:math id="M30" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>); <inline-formula><mml:math id="M31" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">λ</mml:mi><mml:mi mathvariant="normal">f</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is latent heat of fusion (kJ kg<inline-formula><mml:math id="M32" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>).</p>
      <p id="d1e623">When <inline-formula><mml:math id="M33" display="inline"><mml:mrow><mml:msub><mml:mi>W</mml:mi><mml:mi mathvariant="normal">liq</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is larger than the holding capacity of the snow cover, the
outflow from the snow cover is described as
            <disp-formula id="Ch1.E4" content-type="numbered"><mml:math id="M34" display="block"><mml:mrow><mml:msub><mml:mi>W</mml:mi><mml:mi mathvariant="normal">out</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi>W</mml:mi><mml:mi mathvariant="normal">liq</mml:mi></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mi>W</mml:mi><mml:mrow><mml:mi mathvariant="normal">liq</mml:mi><mml:mi mathvariant="normal">_</mml:mi><mml:mi mathvariant="normal">max</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></disp-formula>
          where <inline-formula><mml:math id="M35" display="inline"><mml:mrow><mml:msub><mml:mi>W</mml:mi><mml:mrow><mml:mi mathvariant="normal">liq</mml:mi><mml:mi mathvariant="normal">_</mml:mi><mml:mi mathvariant="normal">max</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula> is the holding capacity of the snow cover
(m) and <inline-formula><mml:math id="M36" display="inline"><mml:mrow><mml:msub><mml:mi>W</mml:mi><mml:mi mathvariant="normal">out</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is the outflow from the snow cover (m).</p>
</sec>
<sec id="Ch1.S2.SS2">
  <title>The frozen soil water-heat coupled movement model</title>
      <p id="d1e700">We hypothesized the following assumptions could be applied to our model,
including the influence of soil water vapor migration and heat flow transfer
can be ignored; the soil is considered vertical and non–plastic soil;
vertical heat and moisture flux; and Darcy's law applies to moisture
movement in both saturated and unsaturated conditions (Shoop and Bigl,
1996). Based on these assumptions, water and heat movement in seasonally
frozen soil can be treated as a one-dimensional problem.</p>
      <p id="d1e703">Water movement in freezing and thawing soil can be expressed as Richard's
equation and a one-dimensional heat transport equation for a freezing or
thawing column of soil.
            <disp-formula id="Ch1.E5" content-type="numbered"><mml:math id="M37" display="block"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mo>∂</mml:mo><mml:mi>T</mml:mi></mml:mrow><mml:mrow><mml:mo>∂</mml:mo><mml:mi>t</mml:mi></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mo>∂</mml:mo><mml:mrow><mml:mo>∂</mml:mo><mml:mi>Z</mml:mi></mml:mrow></mml:mfrac></mml:mstyle><mml:mfenced close=")" open="("><mml:mrow><mml:mi mathvariant="italic">λ</mml:mi><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mo>∂</mml:mo><mml:mi>T</mml:mi></mml:mrow><mml:mrow><mml:mo>∂</mml:mo><mml:mi>Z</mml:mi></mml:mrow></mml:mfrac></mml:mstyle></mml:mrow></mml:mfenced><mml:mo>+</mml:mo><mml:msub><mml:mi>L</mml:mi><mml:mi mathvariant="normal">f</mml:mi></mml:msub><mml:msub><mml:mi mathvariant="italic">ρ</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mo>∂</mml:mo><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow><mml:mrow><mml:mo>∂</mml:mo><mml:mi>t</mml:mi></mml:mrow></mml:mfrac></mml:mstyle></mml:mrow></mml:math></disp-formula>

            <disp-formula id="Ch1.E6" content-type="numbered"><mml:math id="M38" display="block"><mml:mrow><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mo>∂</mml:mo><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi mathvariant="normal">l</mml:mi></mml:msub></mml:mrow><mml:mrow><mml:mo>∂</mml:mo><mml:mi>t</mml:mi></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mo>∂</mml:mo><mml:mrow><mml:mo>∂</mml:mo><mml:mi>Z</mml:mi></mml:mrow></mml:mfrac></mml:mstyle><mml:mfenced close=")" open="("><mml:mrow><mml:mi>D</mml:mi><mml:mfenced close=")" open="("><mml:mrow><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi mathvariant="normal">l</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mo>∂</mml:mo><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi mathvariant="normal">l</mml:mi></mml:msub></mml:mrow><mml:mrow><mml:mo>∂</mml:mo><mml:mi>Z</mml:mi></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>-</mml:mo><mml:mi>K</mml:mi><mml:mfenced close=")" open="("><mml:mrow><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi mathvariant="normal">l</mml:mi></mml:msub></mml:mrow></mml:mfenced></mml:mrow></mml:mfenced><mml:mo>-</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi mathvariant="italic">ρ</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow><mml:mrow><mml:msub><mml:mi mathvariant="italic">ρ</mml:mi><mml:mi mathvariant="normal">l</mml:mi></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mo>∂</mml:mo><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow><mml:mrow><mml:mo>∂</mml:mo><mml:mi>t</mml:mi></mml:mrow></mml:mfrac></mml:mstyle></mml:mrow></mml:math></disp-formula>
          where <inline-formula><mml:math id="M39" display="inline"><mml:mrow><mml:mi>D</mml:mi><mml:mo>(</mml:mo><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi mathvariant="normal">l</mml:mi></mml:msub><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> is the diffusivity of soil (m<inline-formula><mml:math id="M40" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula> s<inline-formula><mml:math id="M41" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>);
<inline-formula><mml:math id="M42" display="inline"><mml:mrow><mml:mi>K</mml:mi><mml:mo>(</mml:mo><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi mathvariant="normal">l</mml:mi></mml:msub><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> is unsaturated hydraulic conductivity of soil (m s<inline-formula><mml:math id="M43" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>);
<inline-formula><mml:math id="M44" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">ρ</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is density of ice (kg m<inline-formula><mml:math id="M45" display="inline"><mml:mrow><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>; <inline-formula><mml:math id="M46" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">ρ</mml:mi><mml:mi mathvariant="normal">l</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is density of
liquid water (kg m<inline-formula><mml:math id="M47" display="inline"><mml:mrow><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>; <inline-formula><mml:math id="M48" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi mathvariant="normal">l</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is volumetric liquid water
content (%); <inline-formula><mml:math id="M49" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> volumetric ice content (%); <inline-formula><mml:math id="M50" display="inline"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is
volumetric heat capacity of soil (J m<inline-formula><mml:math id="M51" display="inline"><mml:mrow><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msup><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>; <inline-formula><mml:math id="M52" display="inline"><mml:mi mathvariant="italic">λ</mml:mi></mml:math></inline-formula> is
thermal conductivity of soil (W m<inline-formula><mml:math id="M53" display="inline"><mml:mrow><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>; <inline-formula><mml:math id="M54" display="inline"><mml:mrow><mml:msub><mml:mi>L</mml:mi><mml:mi mathvariant="normal">f</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is latent heat of
fusion (J kg<inline-formula><mml:math id="M55" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>); <inline-formula><mml:math id="M56" display="inline"><mml:mi>T</mml:mi></mml:math></inline-formula> is soil temperature (<inline-formula><mml:math id="M57" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>); <inline-formula><mml:math id="M58" display="inline"><mml:mi>Z</mml:mi></mml:math></inline-formula> is depth (m); <inline-formula><mml:math id="M59" display="inline"><mml:mi>t</mml:mi></mml:math></inline-formula> is time
(s).</p>
</sec>
<sec id="Ch1.S2.SS3">
  <title>Coupled model</title>
      <p id="d1e1156">Based on the water balance, the water content <inline-formula><mml:math id="M60" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mrow><mml:mi mathvariant="normal">l</mml:mi><mml:mi mathvariant="normal">_</mml:mi><mml:mi mathvariant="normal">top</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula> in the top layer of soil relied on the outflow from snow pack
<inline-formula><mml:math id="M61" display="inline"><mml:mrow><mml:msub><mml:mi>W</mml:mi><mml:mi mathvariant="normal">out</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, and evaporation from soil surface <inline-formula><mml:math id="M62" display="inline"><mml:mrow><mml:msub><mml:mi>E</mml:mi><mml:mi mathvariant="normal">soil</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, the liquid content in
top soil layer was given by
            <disp-formula id="Ch1.E7" content-type="numbered"><mml:math id="M63" display="block"><mml:mrow><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mrow><mml:mi mathvariant="normal">l</mml:mi><mml:mi mathvariant="normal">_</mml:mi><mml:mi mathvariant="normal">top</mml:mi></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:mi mathvariant="italic">β</mml:mi><mml:mo>(</mml:mo><mml:msub><mml:mi>W</mml:mi><mml:mi mathvariant="normal">out</mml:mi></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mi>E</mml:mi><mml:mi mathvariant="normal">soil</mml:mi></mml:msub><mml:mo>)</mml:mo></mml:mrow></mml:math></disp-formula>
          where <inline-formula><mml:math id="M64" display="inline"><mml:mi mathvariant="italic">β</mml:mi></mml:math></inline-formula> is the constant coefficient.</p>
</sec>
</sec>
<sec id="Ch1.S3">
  <title>Study site</title>
      <p id="d1e1247">The observation site selected for this study, Qumalai (34.13<inline-formula><mml:math id="M65" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> N,
95.78<inline-formula><mml:math id="M66" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> E), is located in the middle of the Three-River Source
Region. The average elevation of Qumalai is 4500 m (Fig. 1). Controlled by
the high altitude and pressure, the climate in Qumalai includes strong
radiation, long light duration and seasonal variations for warm (four or
five) months and cold (seven or eight) months. The mean annual air
temperature is <inline-formula><mml:math id="M67" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>3.3<inline-formula><mml:math id="M68" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>. The mean annual precipitation is 380–470 mm.
(Yin et al., 2010).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F1"><caption><p id="d1e1286">Distribution of observation site in the Three–River
Source Region.</p></caption>
        <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://piahs.copernicus.org/articles/379/211/2018/piahs-379-211-2018-f01.png"/>

      </fig>

      <p id="d1e1295">The atmospheric data used in this study includes hourly precipitation, air
temperature, relative humidity, wind velocity, hours or daylight and
atmospheric pressure. Daily snow thickness, soil freezing depths, soil
temperature at depth of<?pagebreak page213?> 15 cm and soil water content at the depth of 50 cm
were monitored from 2005 to 2006.</p>
      <p id="d1e1298">Permafrost and seasonal frozen soil is widely distributed throughout the
study area. Because of the presence of frozen soil, water retention in the
soil can be enhanced for both rain and snow melt compared to soils in
non-frozen or temperate regions. The permafrost dynamics greatly influence
the hydrologic processes (McGuire, 2002; Walker et al., 2003).</p>
</sec>
<sec id="Ch1.S4">
  <title>Results</title>
<sec id="Ch1.S4.SS1">
  <title>Snow depth</title>
      <p id="d1e1312">Observation of air temperature, snow surface temperature, humidity,
rainfall, wind velocity, atmospheric pressure and hours of daylight provided
a good dataset for driving the snow cover model. Comparisons between
simulated and measured results for snow depth in 2005–2006 are shown in Fig. 2.</p>
      <p id="d1e1315">According to Fig. 2, the snow depth trends were the same for both the
simulated results and the measured values. At Qumalai, snow accumulation was
measured from late October through the middle of May the following year,
when the melting process finished. Between mid-March and early November, the
snow depth reached a maximum.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F2"><caption><p id="d1e1320">Comparison between simulated (red solid line) and measured
(black solid line) results for the thickness of snow cover from 2005 to
2006.</p></caption>
          <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://piahs.copernicus.org/articles/379/211/2018/piahs-379-211-2018-f02.pdf"/>

        </fig>

</sec>
<sec id="Ch1.S4.SS2">
  <title>Freezing depth</title>
      <p id="d1e1335">The daily mean freezing depth was used in the following analysis. Figure 3
shows the depth of frozen soil from October 2005 to June 2006. The
simulation of the frozen soil trend for the whole period was consistent with
measurements.</p>
      <p id="d1e1338">The daily mean soil temperature grew progressively colder in October, and
the surface soil began to freeze at the same time. Over time, the soil froze
deeper, and after 141 days (11 March), it was frozen to 95 cm.</p>
      <p id="d1e1341">The majority of the site began to thaw in April, when temperatures grew
warmer. The shallow layer of soil began thawing on 15 March. By early April,
the layer below 140 cm also began to thaw, though the layers between 70 and
140 cm depth remained frozen. The remaining frozen soil thawed from both the
top and bottom depths.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F3"><caption><p id="d1e1346">With the observed soil surface temperature at the
corresponding times, the comparison between measured (red dashed line) and
simulated (blue dashed line) freezing depth of soil from October 2005 to
June 2006.</p></caption>
          <?xmltex \igopts{width=170.716535pt}?><graphic xlink:href="https://piahs.copernicus.org/articles/379/211/2018/piahs-379-211-2018-f03.pdf"/>

        </fig>

</sec>
<sec id="Ch1.S4.SS3">
  <title>Soil temperature</title>
      <p id="d1e1361">Figure 4 shows the simulated and measured daily average temperatures for every
day of 2005–2006. According to Fig. 4, both the simulated and measured soil
temperatures show the same trend. The soil temperature warmed from late
March into late October, which corresponds to when the soil thawed (Fig. 3).</p>
      <p id="d1e1364">To detect the numerical model efficiency, efficiency coefficients (EC) and
root mean squared errors (RMSE) were used. RMSE for simulated daily soil
temperatures of 2005–2006 ranged from 1.82 to 1.9<inline-formula><mml:math id="M69" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>, and EC was
0.94. There was no distinct difference for the surface soil. This means that
there was no system error for the model used at these sites, and the
simulated temperature for surface soil was coincident with the measured
value.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F4"><caption><p id="d1e1378">Comparison between simulated (red solid line) and measured
(black dashed line) results for soil temperature at 15 cm depth in
2005–2006.</p></caption>
          <?xmltex \igopts{width=199.169291pt}?><graphic xlink:href="https://piahs.copernicus.org/articles/379/211/2018/piahs-379-211-2018-f04.pdf"/>

        </fig>

</sec>
<sec id="Ch1.S4.SS4">
  <title>Soil water content</title>
      <p id="d1e1393">Soil liquid water content was measured at 50 cm from April to October 2005
at Qumalai. The comparisons between simulated and measured results are shown
in Fig. 5.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F5"><caption><p id="d1e1398">With the observed precipitation (blue bar) and simulated
evaporation (black solid line with blue circle) at the corresponding time,
comparison between simulated (black solid line) and measured (red dotted
line) results for soil liquid water content at 50 cm depth in 2005.</p></caption>
          <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://piahs.copernicus.org/articles/379/211/2018/piahs-379-211-2018-f05.pdf"/>

        </fig>

      <p id="d1e1407">The simulated liquid water content decreased in early May, when there was
heavy evaporation and no precipitation. As the evaporation decreased, the
liquid water content increased, while precipitation created an increase in
soil moisture.</p>
      <p id="d1e1410">From the simulation results, we found that during the thawing period, the
soil liquid water content was significantly affected by the surface
conditions, including precipitation and evaporation.</p>
</sec>
<?pagebreak page214?><sec id="Ch1.S4.SS5">
  <title>Runoff</title>
<sec id="Ch1.S4.SS5.SSS1">
  <title>In soil thawing period</title>
      <p id="d1e1425">In most parts of the Three-River Source Region, the liquid water storage
capacity gradually increased as the soil water phase changed from ice to
liquid. The thawing process caused the unsaturated soil status and snowmelt
filtration. Runoff from the Yellow-River Source Region did not vary very
much until late April, when the soil was completely thawed (Fig. 6a).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F6"><caption><p id="d1e1430">Runoff in the Yellow-River Source Region from 2005 to
2007. The study was carried out during the thawing (March to April) and
freezing (October to March) periods.</p></caption>
            <?xmltex \igopts{width=199.169291pt}?><graphic xlink:href="https://piahs.copernicus.org/articles/379/211/2018/piahs-379-211-2018-f06.pdf"/>

          </fig>

</sec>
<sec id="Ch1.S4.SS5.SSS2">
  <title>In soil freezing period</title>
      <p id="d1e1445">Runoff fluctuated between 124 and 240 m<inline-formula><mml:math id="M70" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:math></inline-formula> s<inline-formula><mml:math id="M71" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>, resulting from increased
air temperature, evaporation and snowmelt. Runoff increased suddenly in
mid-December 2006 (Fig. 6b) because of the high air temperature and deep
frost depth. Based on the above analysis, the main factors affecting runoff
during the frozen soil period are air temperature, evaporation and frozen
soil, which stops further penetration of liquid water causing it to runoff.</p>
      <p id="d1e1469">During the later period of frozen soil, especially from late February to
mid-March 2007, the runoff increased. This was due to the frozen soil and
increasing precipitation and air temperature.</p>
</sec>
</sec>
</sec>
<sec id="Ch1.S5" sec-type="conclusions">
  <title>Conclusions</title>
      <p id="d1e1481">Snow cover has significant effects on water and heat in freezing and thawing
soil. According to the main physical processes of water and heat transfer in
snow cover and soil, a cold region snow-soil coupled model was established.
Using measured data for seasonal snowmelt, water and heat status, frozen
depth, liquid water content and soil temperature were simulated numerically.
The simulation results were compared with measured values at corresponding
times and locations to verify the reliability and precision of the model.</p>
      <?pagebreak page215?><p id="d1e1484">With the thawing and freezing of soil, runoff varied greatly. This means
seasonal variations in the thawing-freezing process of the soil's active
layer played a significant role in the seasonal runoff shift in the
Three-River Source Region.</p>
</sec>

      
      </body>
    <back><notes notes-type="dataavailability">

      <p id="d1e1491">The underlying research data can be accessed,
although some of the data are not publicly accessible. Because some of the data
used in manuscript was collected from the related office of government,
some of which can not be visited from outside.</p>
  </notes><notes notes-type="competinginterests">

      <p id="d1e1497">The authors declare that they have no conflict of
interest.</p>
  </notes><notes notes-type="sistatement">

      <p id="d1e1503">This article is part of the special issue “Innovative water
resources management – understanding and balancing interactions between
humankind and nature”. It is a result of the 8th International Water
Resources Management Conference of ICWRS, Beijing, China, 13–15 June
2018.</p>
  </notes><ack><title>Acknowledgements</title><p id="d1e1509">This research is supported by the National Key Research and Development
Program of China (No. 2016YFA0601000) and the Fundamental Research Funds for
the Central Universities (No. 2015B20314).<?xmltex \hack{\newline}?><?xmltex \hack{\newline}?>
Edited by: Bo Pang<?xmltex \hack{\newline}?>
Reviewed by: two anonymous referees</p></ack><ref-list>
    <title>References</title>

      <ref id="bib1.bib1"><label>1</label><mixed-citation>
Dingman, S. L.: Physical Hydrology, Prentice-Hall, Old Tappan, NJ, 1994.</mixed-citation></ref>
      <ref id="bib1.bib2"><label>2</label><mixed-citation>Flerchinger, G. N. and Saxton, K. E.: Simulataneous heat and water model of a
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32, 565–571, 1989.
 </mixed-citation></ref><?xmltex \hack{\newpage}?>
      <ref id="bib1.bib3"><label>3</label><mixed-citation>
Harris, C., Haeberli, W., Mühll, V. D., and King, L.: Permafrost
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    <!--<article-title-html>Impacts of the thawing-freezing process on runoff generation in the Sources Area of the Yellow River on the northeastern Qinghai-Tibet Plateau</article-title-html>
<abstract-html><p>In cold regions, precipitation, air temperature and snow cover significantly
influence soil water, heat transfer, the freezing-thawing processes of the
active soil layer, and runoff generation. Hydrological regimes of the world's
major rivers in cold regions have changed remarkably since the 1960s, but the
mechanisms underlying the changes have not yet been fully understood. Using
the basic physical processes for water and heat balances and transfers in
snow covered soil, a water-heat coupling model for snow cover and its
underlying soil layers was established. We found that freezing-thawing
processes can affect the thickness of the active layer, storage capacity for
liquid water, and subsequent surface runoffs. Based on calculations of
thawing-freezing processes, we investigated hydrological processes at
Qumalai. The results show that the water-heat coupling model can be used in
this region to provide an understanding of the local movement of hydrological
regimes.</p></abstract-html>
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Harris, C., Arenson, L. U., Christiansen, H. H., Etzemuller, B., Frauenfelder,
R., Gruber, S., Haeberli, W., Hauck, C., Holzle, M., and Humlum, O.:
Permafrost and climate in Europe: monitoring and modelling thermal,
geomorphological and geotechnical responses, Earth-Sci. Rev., 92,
117–171, 2009.
</mixed-citation></ref-html>
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Heginbottom, J. A.: Permafrost mapping: a review, Prog. Phys. Geog., 26, 623–642, 2002.
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Jorgenson, M. T., Racine, C. H., Walters, J. C., and Osterkamp, T. E.: Permafrost
degradation and ecological changes associated with a warming climate in
central Alaska, Climatic Change, 48, 551–579, 2001.
</mixed-citation></ref-html>
<ref-html id="bib1.bib7"><label>7</label><mixed-citation>
McGuire, A. D.: Environmental variation, vegetation distribution, carbon
dynamics and water/energy exchange at high latitudes, J. Veg.
Sci., 13, 301–314, 2002.
</mixed-citation></ref-html>
<ref-html id="bib1.bib8"><label>8</label><mixed-citation>
Romanovsky, V. E. and Osterkamp, T. E.: Permafrost: changes and impacts, in: Permafrost Response on Economic Development,
Environmental Security and Natural Resources, edited by:
Paepe, R. and Melnikov, V., Kluwer Academic Publishers,
297–315, 2001.
</mixed-citation></ref-html>
<ref-html id="bib1.bib9"><label>9</label><mixed-citation>
Shoop, S. A. and Bigl, S. R.: Moisture migration during freeze and thaw of
unsaturated soils: modeling and large scale experiments, Cold Reg.
Sci. Technol., 25, 33–45, 1996.
</mixed-citation></ref-html>
<ref-html id="bib1.bib10"><label>10</label><mixed-citation>
Walker, D. A., Jia, G. J., and Epstein, H. E.: Vegetation-soil-thaw-depth
relationships along a low-arctic bioclimate gradient, Alaska: synthesis of
information from the ATLAS studies, Permafrost Periglac., 14, 103–123, 2003.
</mixed-citation></ref-html>
<ref-html id="bib1.bib11"><label>11</label><mixed-citation>
Xu, X. Z. and Deng, Y. S.: Experimental research of moisture migration in
frozen soil, Science Press, 1991 (in Chinese).
</mixed-citation></ref-html>
<ref-html id="bib1.bib12"><label>12</label><mixed-citation>
Xu, Z. X. and Li, J. Y.: Estimating basin evapotranspiration using
distributed hydrologic model, J. Hydrol. Eng.,  8,
74–80, 2003.
</mixed-citation></ref-html>
<ref-html id="bib1.bib13"><label>13</label><mixed-citation>
Yin, Z. F., Ouyang, H., and Chen, H.: Simulating Soil Freezing and Thawing of
Temperate Desert Ecosystem on the Qinghai-Tibet Plateau, Proc.
Environ. Sci., 2, 476–485, 2010.
</mixed-citation></ref-html>--></article>
